Exercise 1.3.10

The goal of this exercise is to prove Theorem 1.3.3. Let y 3 + py + q = 0 be a cubic equation with positive discriminant. Consider the substitution y = λt , which transforms the given equation into λ 3 t 3 + λpt + q = 0 .

(a)
Show that Exercises 2 and 3 imply that p < 0 .
(b)
The equation λ 3 t 3 + λpt + q = 0 can be written as 4 t 3 ( 4 p λ 2 ) t ( 4 q λ 3 ) = 0 .

Show that this coincides with 4 t 3 3 t cos ( 3 𝜃 ) = 0 if and only if

λ = 2 p 3 and cos ( 3 𝜃 ) = 3 3 q 2 p p .

Note that p is real and nonzero by part (a).

(c)
Use Δ = ( 4 p 3 + 27 q 3 ) > 0 to prove that | 3 3 q 2 p p | < 1 .

(d)
Explain how part (c) implies that the second equation of part (b) can be solved for 𝜃 . Also show that 𝜃 > 0 implies that cos ( 3 𝜃 ) ± 1 .
(e)
By (1.25), t 1 = cos 𝜃 , t 2 = cos ( 𝜃 + 2 π 3 ) , and t 3 = cos ( 𝜃 + 4 π 3 ) are the three roots of λ 3 t 3 + λpt + q = 0 . Then show that the theorem follows by transforming this back to y = λt via part (b).

Answers

Proof. The discriminant of f ( y ) = y 3 + py + q is positive by hypothesis :

Δ = 4 p 3 27 q 2 > 0 .

Consequently, f has three distinct real roots.

(a)
If p 0 , then Δ = 4 p 3 27 q 2 0 , which is false by hypothesis, so p < 0 .

(b)
g ( t ) = f ( λt ) = λ 3 t 3 + λpt + q , λ 0 .

g ( t ) = 0 t 3 + p λ 2 t + q λ 3 = 0 4 t 3 ( 4 p λ 2 ) t ( 4 q λ 3 ) = 0 .

Let

h ( t ) = 4 λ 3 f ( λt ) = 4 t 3 ( 4 p λ 2 ) t ( 4 q λ 3 )

Then h ( t ) has the same roots as g ( t ) = f ( λt ) . Moreover

4 p λ 2 = 3 λ 2 = 4 3 p .

If we take λ = 2 p 3 , then 4 q λ 3 = 4 q 8 p 3 p 3 = 3 3 q 2 p p , and

h ( t ) = 4 t 3 3 t 3 3 q 2 p p .

So h ( t ) = 4 t 3 3 t cos ( 3 𝜃 ) if and only if

λ = 2 p 3 and cos ( 3 𝜃 ) = 3 3 q 2 p p .

(c)
Since p < 0 , | 3 3 q 2 p p | < 1 27 4 q 2 p 3 < 1 27 q 2 > 4 p 3 Δ = 4 p 3 27 q 2 > 0 .
(d)
As Δ > 0 by hypothesis, | 3 3 q 2 p p | < 1 : so there exists β ] 0 , π [ such that 3 3 q 2 p p = cos β . Let 𝜃 = β 3 , then 𝜃 ] 0 , π 3 [ and h ( t ) = 4 t 3 3 t cos ( 3 𝜃 ) ,

where

𝜃 = 1 3 arccos ( 3 3 q 2 p p ) .

Since 3 𝜃 ] 0 , π [ , cos ( 3 𝜃 ) ± 1 .

(e)
We will solve the equation h ( t ) = 4 t 3 3 t cos ( 3 𝜃 ) = 0 .

Let u ( t ) = 4 t 3 3 t , where t .

u ( t ) < 0 12 t 2 3 = 3 ( 4 t 2 1 ) < 0 1 2 t < 1 2 :

u is decreasing on [ 1 2 , 1 2 ] , increasing on ] , 1 2 ] and on [ 1 2 , + [ .

u ( 1 2 ) = 1 , u ( 0 ) = 0 , u ( 1 2 ) = 1 , u ( 1 ) = 1 , u ( 1 ) = 1 . Thus | t | > 1 | u ( t ) | > 1 and so

t , u ( t ) [ 1 , 1 ] t [ 1 , 1 ] .

Let t a root of h ( t ) , then u ( t ) = 4 t 3 3 t = cos ( 3 𝜃 ) [ 1 , 1 ] . By the properties of the function u on [ 1 , 1 ] , t [ 1 , 1 ] , so there exists α such that cos ( α ) = t .

h ( t ) = 0 4 t 3 3 t = cos ( 3 𝜃 ) 4 cos 3 ( α ) 3 cos ( α ) = cos ( 3 𝜃 ) cos ( 3 α ) = cos ( 3 𝜃 ) 3 α = 3 𝜃 + 2 or 3 α = 3 𝜃 + 2 , k α = ± 𝜃 + k 2 π 3 , k t = cos ( 𝜃 + k 2 π 3 ) , k = 0 , 1 , 2 .

Therefore the polynomial

h ( t ) = 4 t 3 3 t cos ( 3 𝜃 )

has three roots : cos ( 𝜃 ) , cos ( 𝜃 + 2 π 3 ) , cos ( 𝜃 + 4 π 3 ) . These roots are real, and distinct, since Δ > 0 .

As h ( t ) = 4 λ 3 f ( λt ) , f ( t ) = 0 h ( t λ ) = 0 .

The roots of f are so λ cos ( 𝜃 ) , λ cos ( 𝜃 + 2 π 3 ) , λ cos ( 𝜃 + 4 π 3 ) , where λ = 2 p 3 .

The Theorem 1.3.3 is proven:

Let y 3 + py + q be a polynomial with real coefficients and positive discriminant. Then p < 0 , and the roots of the equation are

y 1 = 2 p 3 cos ( 𝜃 ) , 2 p 3 cos ( 𝜃 + 2 π 3 ) , 2 p 3 cos ( 𝜃 + 4 π 3 ) ,

where

𝜃 = 1 3 arccos ( 3 3 q 2 p p ) .

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2022-07-19 00:00
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