Exercise 10.9

Consider the subset A of (+)ω consisting of all infinite sequences of positive integers x = (x1,x2,) that end in an infinite string of 1’s. Give A the following order: x < y if xn < yn and xi = yi for i > n. We call this the “antidictionary order” on A.

(a)
Show that for every n, there is a section of A that has the same order type as (+)n in the dictionary order.
(b)
Show that A is well-ordered.

Answers

(a)

Proof. Consider any positive integer n. Define a sequence a = (a1,a2,) in A by

ai = { 2i = n + 1 1 i n + 1.

We claim that the section Sa has the same order type as (+)n. To show this we construct an order-preserving mapping f : Sa (+)n. So consider any sequence x = (x1,x2,) in Sa so that x < a. Now define a finite sequence where yi = xni+1 for any i {1,,n}, and set f(x) = y = (y1,,yn). Clearly f(x) (+)n since x A (+)ω.

Here we must digress for a moment and show that, for all x = (x1,x2,) A, x Sa if and only if xi = 1 for all i > n.

(⇒) We show the contrapositive. So suppose that there is an i > n where xi1. Moreover let i be the greatest such index, which must exist since x must end in an infinite string of 1’s. Clearly then the fact that xi + and xi1 means that xi > 1. Now, if i > n + 1 then we have that xi > 1 = ai and xj = 1 = aj for all j > i so that clearly x > a. If i = n + 1 and i > 2 clearly xi > 2 = an+1 = ai and xj = 1 = aj for all j > i so that again x > a. Lastly suppose that i = n + 1 but that xi = 2 = an+1 = ai. If xj = 1 = aj for all j < i = n + 1 then clearly x = a. On the other hand, if there is a 1 j < n + 1 = i where xj1 then let j be the greatest such index. Then we clearly have xj > 1 = aj while xk = ak for all k > j so that x > a. Therefore in every one of these exhaustive cases, we have that x a so that aSa.

(⇐) Now suppose that xi = 1 for every i > n. Then we have that xn+1 = 1 < 2 = an+1 while xj = 1 = aj for all j > n + 1 > n so that x < a and hence x Sa.

Now, returning to the main proof, we first show that f as defined above preserves order. To this end let denote the dictionary order on (+)n. Now consider any x = (x1,x2,) and x = (x1,x2,) in Sa where x < x. Also let y = f(x) and y = f(x). Then there is an m + where xm < xm and xi = xi for all i > m. We also have by what was shown above that xi = 1xi for all i > n since x,x Sa. So it has to be that m n. It then follows from the fact that 1 m n that 1 n m + 1 n as well. Thus we have

ynm+1 = xn(nm+1)+1 = xm < xm = x n(nm+1)+1 = y nm+1.

For any 1 j < n m + 1 we have that n j + 1 > m so that

yj = xnj+1 = xnj+1 = y j.

Thus by definition we have that f(x) = y y = f(x), which shows that f preserves order since x and x were arbitrary. Note that this also clearly shows that f is injective.

To show that f is also surjective, consider any y = (y1,,yn) (+)n. Now define a sequence

xi = { yni+11 i n 1 i > n

so that clearly x = (x1,x2,) Sa by what was shown above. Now let y = (y1,,yn) = f(x). Consider any 1 i n and let j = n i + 1 so that also n j + 1 = i, noting also that 1 j n. Then we have

yi = ynj+1 = xj = xni+1 = yi

by the definition of f. Since i was arbitrary this shows that f(x) = y = y, which shows that f is surjective since y was arbitrary.

The existence of f therefore shows that Sa and (+)n have the same order type. □

(b)

Proof. Consider any nonempty subset B of A. Clearly, the sequence (1,1,) is the smallest element of A and hence if it is in B then it is also the smallest element of B. So suppose that (1,1,)B so that, for every x B there is a unique greatest nx + where xnx > 1 but xi = 1 for all i > nx. So let I = {nxx B}, noting that B implies that I as well. Thus I is a nonempty subset of + and hence has a smallest element n. If we then let Bn be the set of sequences x B where xn > 1 but xi = 1 for all i > n, then the fact that n I clearly implies that Bn. Also, if we define the sequence

ai = { 2i = n + 1 1 i n + 1

as in part (a) then it follows from what was shown there that Bn Sa. Moreover, it was shown that Sa has the same order type as the dictionary order of (+)n, which we know to be a well-ordering. Hence Sa must also be well-ordering so that Bn has a smallest element b = (b1,b2,) since it is a nonempty subset of Sa. We claim that b is in fact the smallest element of all of B.

So consider any x B so that nx I. It then follows that n nx since it is the smallest element of I. If n = nx then we have that x Bn so that b x since it is the smallest element of Bn. If n < nx then we have that bnx = 1 < xnx but bi = 1 = xi for every i > nx > n. This shows that b < x. Thus in all cases b x, which shows that b is the smallest element of B since x was arbitrary. Since B was arbitrary, this shows that A is well-ordered as desired. □

Note that, in the theory of ordinal numbers, the set (+)n (and therefore the corresponding section of A) has order type ωn. It would seem then that the set A has order type ωω.

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2019-12-01 00:00
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