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Exercise 3.12
Let denote the set of positive integers. Consider the following order relations on .
- (i)
- The dictionary order.
- (ii)
- if either or and .
- (iii)
- if either or and .
In these order relations, which elements have immediate predecessors? Does the set have a smallest element? Show that the three order types are different.
Answers
Lemma 1. If and are ordered sets and has the smallest element but does not, then and do not have the same order type.
Proof. This may seem fairly obvious but we show it formally anyway. Suppose that and are the orders on and , respectively. Let be the smallest element of and suppose to the contrary that they do have the same order type. Then there is a bijection that preserves order, noting that is also then a bijection. Now, since has no smallest element, there must be a where . Setting so that we have that , and hence it has to be that since otherwise we’d have so that . However, means that it is not true that by Lemma 1, which contradicts the fact that is the smallest element of . Therefore it must be that no such exists so that and have different order types. □
Main Problem.
The figure below illustrates the dictionary order of part (i):
We claim that every point has an immediate predecessor except points in the subset
We also claim that is the smallest element in with this order.
Proof. First consider any point where so that . It then follows that since is the smallest positive integer. Then set and so that clearly since because . Clearly also and so that in the dictionary order. We claim that is the immediate predecessor of . So suppose to the contrary that there is an such that . It cannot be that since then we would have so that , which by Lemma 1 contradicts the fact that . So it has to be that and . Since then , it must also be that since . But then we have , which is not possible since is the immediate successor of in so that there can be no integers between them. So it must be that no exists so that is the immediate predecessor of . Thus every element not in has an immediate predecessor.
Now consider any so that , and consider any point . It cannot be that since then we would have , which is not possible since is the smallest positive integer. So it must be that . Then let and so that clearly since is always still a positive integer if is. Then we have that and , and hence . We also have so that . Therefore , which shows that is not the immediate predecessor of . This shows that has no immediate predecessor since was arbitrary. Since was arbitrary, this completes the proof that every element in has an immediate predecessor except those in .
It is easy to prove that is the smallest element in the dictionary order. Consider any and suppose that . It cannot be that since is the smallest positive integer. So then and , but this is also not possible, again since is the smallest positive integer. Thus it cannot be that , so it must be that by Lemma 1. This shows that is the smallest element since was arbitrary. □
Below is shown an illustration for the order in part (ii):
We claim that every element has an immediate predecessor except those in the subset
We also claim that the set has no smallest element in this order.
Proof. First consider any so that and . Then it has to be that . So set so that clearly still . Then . We also have so that . Now suppose that there is an where . It cannot be that since then we would have so that , which we know cannot be the case since . So it must be that and , but then we must have , noting that because and . However, this is not possible since of course is the immediate successor of in . So then it has to be that no such exists so that is the immediate predecessor of . This shows that every point not in has an immediate predecessor since was arbitrary.
Now suppose that so that or , and consider any .
- Case: . Suppose that and . Then we would have and so that (by adding to both sides), which is not possible.
- Case: . It clearly cannot be that case that and since then , which is not possible.
So in either case it must be that since . So set the point , which is clearly still an element of . We then have so that . We also have and so that also . Hence so that is not the immediate predecessor of . Since was arbitrary, this shows that has no immediate predecessor at all. Since was arbitrary, this shows that no element of has an immediate predecessor.
To show that in this order has no smallest element, consider absolutely any . Let so that of course . We then have that so that . Then of course is it not true that by Lemma 1 so that cannot be the smallest element. Then, since was arbitrary, this shows that has no smallest element in this order. □
An illustration of the order of part (iii) is shown below:
We claim that every element has an immediate predecessor except for , which is the smallest element.
Proof. First we show that is the smallest element, from which it follows that it cannot have an immediate predecessor since it has no predecessors at all. Consider any in . If then of course is true, so assume that so that either or . If then it has to be that so that , and hence . If then so that again , and hence . Thus in every case , which shows that is the smallest element since was arbitrary.
Now we show that every other element of has an immediate predecessor in this order. So consider any where . Hence either or .
- Case: . Then it has to be that so that . We claim that is the immediate predecessor of . First we note that clearly since . We also have that since , and so . Now suppose that there is a point where . It cannot be that and because then we would have , which is not possible since . So it must be that since . Now, since also , it must be that , but then we have , which is impossible. So it has to be that no such exists so that is the immediate predecessor of .
-
Case: . Then it has to be that so that the point is still an element of . We show that is the immediate predecessor of . First we have that and so that . Now suppose that there a point where . Then it has to be that so that we have so that . But then we must have , which is not possible since is the immediate predecessor of in . So no such can exists, and hence is the immediate predecessor of .
This in all cases has an immediate predecessor, which shows the desired result since was arbitrary.
Now we show that all three orders have different order types.
Proof. It follows immediately from Lemma that order (i) and order (ii) do not
have the same order type since (i) has a smallest element while (ii) does not.
Similarly order (iii) and order (ii) cannot have the same order type for the same
reason. So all that remains to be shown is that orders (i) and (iii) have different
order types.
So denote order (i) with
and order (iii) with
and suppose to the contrary that they do have the same order type. Then there is
a bijection
that preserves order, supposing that the domain has the dictionary order
and the range has the order .
Then of course
is also a bijection that preserves order. It was shown above that
with
has countably many elements with no immediate predecessor, whereas
with
has only a single such element, namely the smallest element .
Thus we can choose an element of that has no immediate predecessor in but also such that so that does have an immediate predecessor in . So let be the immediate predecessor of in and set so that . Then of course since and preserves order. But since has no immediate predecessor in , there is a point such that . We then have that since preserves order, which is a contradiction since is the immediate predecessor of . So it must be that no such order-preserving exists and hence the two orders do not have the same order type. □