Exercise 3.12

Let + denote the set of positive integers. Consider the following order relations on + × +.

(i)
The dictionary order.
(ii)
(x0,y0) < (x1,y1) if either x0 y0 < x1 y1 or x0 y0 = x1 y1 and y0 < y1.
(iii)
(x0,y0) < (x1,y1) if either x0 + y0 < x1 + y1 or x0 + y0 = x1 + y1 and y0 < y1.

In these order relations, which elements have immediate predecessors? Does the set have a smallest element? Show that the three order types are different.

Answers

Lemma 1. If A and B are ordered sets and A has the smallest element but B does not, then A and B do not have the same order type.

Proof. This may seem fairly obvious but we show it formally anyway. Suppose that < A and < B are the orders on A and B, respectively. Let a be the smallest element of A and suppose to the contrary that they do have the same order type. Then there is a bijection f : A B that preserves order, noting that f1 is also then a bijection. Now, since B has no smallest element, there must be a b B where b < Bf(a). Setting a = f1(b) so that f(a) = b we have that f(a) = b < Bf(a), and hence it has to be that a < Aa since otherwise we’d have a Aa so that f(a) Bf(a). However, a < a means that it is not true that a a by Lemma 1, which contradicts the fact that a is the smallest element of A. Therefore it must be that no such f exists so that A and B have different order types. □

Main Problem.

The figure below illustrates the dictionary order of part (i):

We claim that every point has an immediate predecessor except points in the subset

A = {(x,y)y = 1}.

We also claim that (1,1) is the smallest element in + × + with this order.

Proof. First consider any point (x1,y1) + × + where (x1,y1)A so that y01. It then follows that y1 > 1 since 1 is the smallest positive integer. Then set x0 = x1 and y0 = y1 1 so that clearly (x0,y0) + × + since y0 > 0 because y1 > 1. Clearly also x0 = x1 and y0 < y1 so that (x0,y0) < (x1,y1) in the dictionary order. We claim that (x0,y0) is the immediate predecessor of (x1,y1). So suppose to the contrary that there is an (x2,y2) + × + such that (x0,y0) < (x2,y2) < (x1,y1). It cannot be that x0 < x2 since then we would have x1 = x0 < x2 so that (x1,y1) < (x2,y2), which by Lemma 1 contradicts the fact that (x2,y2) < (x1,y1). So it has to be that x0 = x2 and y0 < y2. Since then x2 = x0 = x1, it must also be that y2 < y1 since (x2,y2) < (x1,y1). But then we have y0 < y2 < y1 = y0 + 1, which is not possible since y1 = y0 + 1 is the immediate successor of y0 in + so that there can be no integers between them. So it must be that no (x2,y2) exists so that (x0,y0) is the immediate predecessor of (x1,y1). Thus every element not in A has an immediate predecessor.

Now consider any (x1,y1) A so that y1 = 1, and consider any point (x0,y0) < (x1,y1). It cannot be that x0 = x1 since then we would have y0 < y1 = 1, which is not possible since 1 is the smallest positive integer. So it must be that x0 < x1. Then let x2 = x0 and y2 = y0 + 1 so that clearly (x2,y2) + × + since y + 1 is always still a positive integer if y is. Then we have that x0 = x2 and y0 < y0 + 1 = y2, and hence (x0,y0) < (x2,y2). We also have x2 = x0 < x1 so that (x2,y2) < (x1,y1). Therefore (x0,y0) < (x2,y2) < (x1,y1), which shows that (x0,y0) is not the immediate predecessor of (x1,y1). This shows that (x1,y1) has no immediate predecessor since (x0,y0) < (x1,y1) was arbitrary. Since (x1,y1) A was arbitrary, this completes the proof that every element in + × + has an immediate predecessor except those in A.

It is easy to prove that (1,1) is the smallest element in the dictionary order. Consider any (x0,y0) + × + and suppose that (x0,y0) < (1,1). It cannot be that x0 < 1 since 1 is the smallest positive integer. So then x0 = 1 and y0 < 1, but this is also not possible, again since 1 is the smallest positive integer. Thus it cannot be that (x0,y0) < (1,1), so it must be that (1,1) (x0,y0) by Lemma 1. This shows that (1,1) is the smallest element since (x0,y0) was arbitrary. □

Below is shown an illustration for the order in part (ii):

We claim that every element has an immediate predecessor except those in the subset

A = {(x,y)x = 1 or y = 1}.

We also claim that the set + × + has no smallest element in this order.

Proof. First consider any (x1,y1)A so that x11 and y11. Then it has to be that x1,y1 > 1. So set (x0,y0) = (x1 1,y1 1) so that clearly still (x0,y0) + × +. Then x0 y0 = (x1 1) (y1 1) = x1 1 y1 + 1 = x1 y1. We also have y0 = y1 1 < y1 so that (x0,y0) < (x1,y1). Now suppose that there is an (x2,y2) + × + where (x0,y0) < (x2,y2) < (x1,y1). It cannot be that x0 y0 < x2 y2 since then we would have x1 y1 = x0 y0 < x2 y2 so that (x1,y1) < (x2,y2), which we know cannot be the case since (x2,y2) < (x1,y1). So it must be that x2 y2 = x0 y0 = x1 y1 and y0 < y2, but then we must have y0 < y2 < y1 = y0 + 1, noting that y2 < y1 because x2 y2 = x1 y1 and (x2,y2) < (x1,y1). However, this is not possible since of course y0 + 1 is the immediate successor of y0 in +. So then it has to be that no such (x2,y2) exists so that (x0,y0) is the immediate predecessor of (x1,y1). This shows that every point not in A has an immediate predecessor since (x1,y1) was arbitrary.

Now suppose that (x1,y1) A so that x1 = 1 or y1 = 1, and consider any (x0,y0) < (x1,y1).

  • Case: x1 = 1. Suppose that x0 y0 = x1 y1 and y0 < y1. Then we would have y0 > y1 and x0 y0 = x1 y1 = 0 y1 = y1 < y0 so that x0 < 0 (by adding y0 to both sides), which is not possible.
  • Case: y1 = 1. It clearly cannot be that case that x0 y0 = x1 y1 and y0 < y1 since then y0 < y1 = 1, which is not possible.

So in either case it must be that x0 y0 < x1 y1 since (x0,y0) < (x1,y1). So set the point (x2,y2) = (x0 + 1,y0 + 1), which is clearly still an element of + × +. We then have x2 y2 = (x0 + 1) (y0 + 1) = x0 + 1 y0 1 = x0 y0 < x1 y1 so that (x2,y2) < (x1,y1). We also have x0 y0 = x2 y2 and y0 < y0 + 1 = y2 so that also (x0,y0) < (x2,y2). Hence (x0,y0) < (x2,y2) < (x1,y1) so that (x0,y0) is not the immediate predecessor of (x1,y1). Since (x0,y0) < (x1,y1) was arbitrary, this shows that (x1,y1) has no immediate predecessor at all. Since (x1,y1) A was arbitrary, this shows that no element of A has an immediate predecessor.

To show that + in this order has no smallest element, consider absolutely any (x1,y1) + × +. Let (x0,y0) = (x1,y1 + 1) so that of course (x0,y0) + × +. We then have that x0 y0 = x1 (y1 + 1) = (x1 y1) 1 < x1 y1 so that (x0,y0) < (x1,y1). Then of course is it not true that (x1,y1) (x0,y0) by Lemma 1 so that (x1,y1) cannot be the smallest element. Then, since (x1,y1) was arbitrary, this shows that + × + has no smallest element in this order. □

An illustration of the order of part (iii) is shown below:

We claim that every element has an immediate predecessor except for (1,1), which is the smallest element.

Proof. First we show that (x0,y0) = (1,1) is the smallest element, from which it follows that it cannot have an immediate predecessor since it has no predecessors at all. Consider any (x1,y1) in + × +. If (x1,y1) = (1,1) then of course (x0,y0) = (1,1) (x1,y1) is true, so assume that (x1,y1)(1,1) so that either x11 or y11. If x11 then it has to be that x1 > 1 so that x0 + y0 = 1 + 1 1 + y1 < x1 + y1, and hence (x0,y0) < (x1,y1). If y11 then y1 > 1 so that again x0 + y0 = 1 + 1 x1 + 1 < x1 + y1, and hence (x0,y0) < (x1,y1). Thus in every case (x0,y0) (x1,y1), which shows that (x0,y0) = (1,1) is the smallest element since (x1,y1) was arbitrary.

Now we show that every other element of + has an immediate predecessor in this order. So consider any (x1,y1) + × + where (x1,y1)(1,1). Hence either x11 or y11.

  • Case: y1 = 1. Then it has to be that x11 so that x1 > 1. We claim that (x0,y0) = (1,x1 1) is the immediate predecessor of (x1,y1). First we note that clearly (x0,y0) + × + since x1 > 1. We also have that x0 + y0 = 1 + x1 1 = x1 < x1 + y1 since 0 < 1 = y1, and so (x0,y0) < (x1,y1). Now suppose that there is a point (x2,y2) + × + where (x0,y0) < (x2,y2) < (x1,y1). It cannot be that x1 + y1 = x2 + y2 and y1 < y2 because then we would have y2 < y1 = 1, which is not possible since y2 +. So it must be that x2 + y2 < x1 + y1 = x1 + 1 since (x2,y2) < (x1,y1). Now, since also (x0,y0) < (x2,y2), it must be that x0 + y0 x2 + y2, but then we have x1 = 1 + (x1 1) = x0 + y0 x2 + y2 < x1 + 1, which is impossible. So it has to be that no such (x2,y2) exists so that (x0,y0) is the immediate predecessor of (x1,y1).
  • Case: y11. Then it has to be that y1 > 1 so that the point (x0,y0) = (x1 + 1,y1 1) is still an element of + × +. We show that (x0,y0) is the immediate predecessor of (x1,y1). First we have that x0 + y0 = (x1 + 1) + (y1 1) = x1 + y1 and y0 = y1 1 < y1 so that (x0,y0) < (x1,y1). Now suppose that there a point (x2,y2) + × + where (x0,y0) < (x2,y2) < (x1,y1). Then it has to be that x0 + y0 x2 + y2 x1 + y1 so that we have x1 + y1 = (x1 + 1) + (y1 1) = x0 + y0 x2 + y2 x1 + y1 so that x0 + y0 = x2 + y2 = x1 + y1. But then we must have y1 1 = y0 < y2 < y1, which is not possible since y1 1 is the immediate predecessor of y1 in +. So no such (x2,y2) can exists, and hence (x0,y0) is the immediate predecessor of (x1,y1).

    This in all cases (x1,y1) has an immediate predecessor, which shows the desired result since (x1,y1)(1,1) was arbitrary.

Now we show that all three orders have different order types.

Proof. It follows immediately from Lemma that order (i) and order (ii) do not have the same order type since (i) has a smallest element while (ii) does not. Similarly order (iii) and order (ii) cannot have the same order type for the same reason. So all that remains to be shown is that orders (i) and (iii) have different order types.

So denote order (i) with < and order (iii) with and suppose to the contrary that they do have the same order type. Then there is a bijection f : + × + + × + that preserves order, supposing that the domain has the dictionary order < and the range has the order . Then of course f1 is also a bijection that preserves order. It was shown above that + × + with < has countably many elements with no immediate predecessor, whereas + × + with has only a single such element, namely the smallest element (1,1).

Thus we can choose an element (x1,y1) of + × + that has no immediate predecessor in < but also such that f(x1,y1)(1,1) so that f(x1,y1) does have an immediate predecessor in . So let (u0,v0) be the immediate predecessor of f(x1,y1) in and set (x0,y0) = f1(u0,v0) so that (u0,v0) = f(x0,y0). Then of course (x0,y0) < (x1,y1) since f(x0,y0) = (u0,v0) f(x1,y1) and f preserves order. But since (x1,y1) has no immediate predecessor in <, there is a point (x2,y2) such that (x0,y0) < (x2,y2) < (x1,y1). We then have that (u0,v0) = f(x0,y0) f(x2,y2) f(x1,y1) since f preserves order, which is a contradiction since (u0,v0) is the immediate predecessor of f(x1,y1). So it must be that no such order-preserving f exists and hence the two orders do not have the same order type. □

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2019-12-01 00:00
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