Exercise WO.4

Use Exercises 1-3 to prove the following:

(a)
If A and B are well-ordered sets, then exactly one of the following three conditions holds: A and B have the same order type, or A has the order type of a section of B, or B has the order type of a section of A. [Hint: Form a well-ordered set containing both A and B, as in Exercise 8 of §10; then apply the preceding exercise.]
(b)
Suppose that A and B are well-ordered sets that are uncountable, such that every section of A and B is countable. Show that A and B have the same order type.

Answers

(a)

Proof. First, we can assume that A and B are disjoint since, if not, we can form A = {(x,1)x A} and B = {(x,2)x B}, which clearly are disjoint and have the same order types as A and B if ordered in the same way. So let be the order on A B as in Exercise 10.8 with all the elements of A before the elements of B. From the exercise, we know that A B is well-ordered by . Now, clearly the identity function iB with A B as the range is an order-preserving function from B to A B so that B is the same order type as A B or a section of A B by Exercise WO.3.

If B has the same order type as A B, then there is a an order-preserving bijection g : A B B. Let b be the smallest element of B so that y = g(b) B. Since b is the smallest element of B, clearly the section Sb = {x A Bx b} = A. Also clearly g(A) = g(Sb) = Sy = {x Bx < y} so that A has the same order type as a section of B since g preserves order.

If B has the same order type as a section of A B then there is an order-preserving bijection f : B Sα for some α A B. If α A then clearly Sα lies entirely in A and is a section of A so that B has the same order type as a section of A. So now suppose that α B. If α is the smallest element of B then again it has to be that Sα lies in A and is in fact the entirety of A so that B and A have the same order type. If α is not the smallest element of B then Sα contains elements of both A and B. So let b be the smallest element of B so that b Sα, and let y B be such that f(y) = b, which exists since f is surjective. We also have that Sb = A since b is the smallest element of B. It then follows that f(Sy) = Sb = A since f(y) = b so that A has the same order type as the section Sy of B since f preserves order.

Hence in all cases, one of the desired results always follows. To show that exactly one of these is the case, note that if A and B have the same order type then clearly it cannot be that A has the same order type as a section of B since then B would also have the same order type is its own section, which would violate Exercise WO.2 part (b). Similarly, B cannot have the same order type as a section of A since then A would have the same order type as its own section. Now suppose that A has the same order type as a section Sb of B. Then A and B cannot have the same order type since then B would have the same order type as its section Sb. Also, B cannot have the same order type as a section Sa of A since then the section Sb, and therefore A, would have the same order type as a smaller section of A. An analogous argument shows the result when B has the same order type as a section of A. □

(b)

Proof. Suppose that A has the same order type as a section of B. Then there would be a bijection from A, an uncountable set, to a section of B, which is countable. A similar contradiction arises if B were to have the same order type as a section of A. By part (a), the only remaining possibility is that A and B have the same order type as desired. □

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2019-12-01 00:00
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