Exercise 6.5.15

Find the least ξ such that

(a) ω + ξ = ξ .

(b) ω ξ = ξ , ξ 0 .

(c) ω ξ = ξ .

[Hint for part (a): Let ξ 0 = 0 , ξ n + 1 = ω + ξ n , ξ = sup { ξ n n ω } .]

Answers

Lemma 1. Suppose that α and γ are a nonzero limit ordinals, that { α δ } is a transfinite sequence indexed by γ , and that

α = sup δ /mo> γ α δ .

Also suppose that β δ is another non-decreasing transfinite sequence indexed by α . Then

sup δ /mo> α β δ = sup δ /mo> γ β α δ .

Proof. First, let A = { α δ δ /mo> γ } , B = { β δ δ /mo> α } , and C = { β α δ δ /mo> γ } so that α = sup A and we must show that sup B = sup C . We show this by showing that sup C has the least upper bound property of B .

So first consider any β δ B so that δ /mo> α . It then follows that δ is not an upper bound of A so that there is a ξ /mo> γ such that δ /mo> α ξ . From this we have that β δ β α ξ sup C since { β δ } is a non-decreasing sequence and β α ξ C . Since β δ was arbitrary this shows that sup C is an upper bound of B .

Now consider any δ /mo> sup C . Then δ is not an upper bound of C so that there is a ξ /mo> γ such that δ /mo> β α ξ . And since ξ /mo> γ we have that α ξ A so that α ξ /mo> sup A = α since α is a limit ordinal. Thus β α ξ B . Since we have that δ /mo> β α ξ this show that δ is not an upper bound of B . Hence since δ was arbitrary this concludes the proof that sup B = sup C by the least upper bound property (Lemma ??). □

Main Problem.

(a) We claim that the least such ordinal here is ξ = ω 2 .

Proof. That this has the desired property (i.e. that ω + ξ = ξ ) was shown in Exercise 6.5.3b.

Now we show that any ordinal α /mo> ω 2 does not have this property. So consider any such α so that by Lemma  ?? there are natural numbers n and k such that α = ω n + k . Thus we have

ω + α = ω + ω n + k = ω 1 + ω n + k = ω ( 1 + n ) + k = w ( n + 1 ) + k

We then have that

α = ω n + k = ( ω n + k ) + 0 /mo> ( ω n + k ) + ω (by Lemma 6.5.4a since  0 /mo> ω ) = ω n + ( k + ω ) (associativity of addition) = ω n + ω = ω n + ω 1 = ω ( n + 1 ) (distributive law) = ω ( n + 1 ) + 0 ω ( n + 1 ) + k (by Lemma 6.5.4 since  0 k ) = ω + α

so that clearly ω + α α . Since α /mo> ω 2 was arbitrary this shows our result. □

(b) We claim that ξ = ω ω is the first nonzero ordinal to have this property.

Proof. First we have

ω ξ = ω ω ω = ω 1 ω ω = ω 1 + ω = ω ω = ξ

where we have used Exercise 6.5.13a. Thus ξ = ω 2 has the desired property.

Now consider any 0 /mo> α /mo> ω ω . Since by Definition 6.5.9c we have that ω ω = sup n /mo> ω ω n it follows from the least upper bound property (Lemma  ??) that there is an n /mo> ω such that α /mo> ω n since α is not an upper bound of { ω n n /mo> ω } . From this is follows that the set A = { k ω α /mo> ω k } is not empty. Since this is a set of natural numbers (which is well-ordered) it has a least element m . Note also that it has to be that m /mo> 0 since were it the case that m = 0 then we would have α /mo> ω m = ω 0 = 1 , which implies that α = 0 , which contradicts our initial supposition that 0 /mo> α . Thus m 1 so that m 1 is still a natural number.

Since m is the least element of A it follows that α ω m 1 since otherwise m 1 would be the least element of A . Hence we have

ω m 1 α /mo> ω m .

It then follows from Exercise 6.5.8b that

ω ω m 1 ω α ω 1 ω m 1 ω α ω 1 + m 1 ω α (by Exercise 6.5.13a) ω m ω α .

Putting this together, we have that

α /mo> ω m ω α

so that clearly ω α α . Since 1 /mo> α /mo> ω ω was arbitrary, this shows that ω ω is the least such ordinal □

(c) We claim here that 𝜀 = ω ω is the least such ordinal, where we use the notation for tetration introduced in Exercise 6.5.11e.

Proof. To show that 𝜀 has the required property we must first show that the sequence defined by { n ω } for n /mo> ω is non-decreasing even though this is somewhat obvious. We show this by induction. For n = 0 we have

n ω = 0 ω = 1 /mo> ω = ω 1 = ω 0 ω = 1 ω = n + 1 ω

Now suppose that n ω /mo> n + 1 ω so that we have

n + 1 ω = ω n ω /mo> ω n + 1 ω (by Exercise 6.5.14b and the induction hypothesis) = n + 2 ω ,

which completes the induction.

Returning to the main problem, we then have

ω 𝜀 = sup α /mo> 𝜀 ω α (by Definition 6.5.9c since  𝜀  is clearly a limit ordinal) = sup n /mo> ω ω n ω (by Lemma  1  since  { n ω }  is non-decreasing) = sup n /mo> ω n + 1 ω = ω ω = 𝜀

so that 𝜀 does have the desired property.

Now we must show that it is the least such ordinal that has this property. So consider any α /mo> 𝜀 then since 𝜀 = sup n /mo> ω n ω it follows that there is an n /mo> ω such that α /mo> n ω by the least upper bound property (Lemma ??). It then follows that the set A = { k ω α /mo> k ω } is not empty. Since this is a set of natural numbers it follows that it has a least element m .

Case: m = 0 . Then α /mo> m ω = 0 ω = 1 so that it must be that α = 0 . But then we have

ω α = ω 0 = 1 0 = α

so that α does not have the property.

Case: m /mo> 0 . Then m 1 so that m 1 is still a natural number. It then follows that α m 1 ω since otherwise m 1 would be the least element of A . Thus we have

m 1 ω α /mo> m ω .

It then follows from Exercise 6.5.14b that

ω m 1 ω ω α m ω ω α .

Thus we have

α /mo> m ω ω α

so that clearly α does not have the property since ω α α . Since α was arbitrary and the cases exhaustive this shows that 𝜀 is indeed the least such ordinal. □

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2024-07-15 11:42
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