Exercise 7.1.2

If α and β are at most countable ordinals then α + β , α β , and α β are at most countable. [Hint: Use the representation of ordinal operations from Theorems 5.3 and 5.8 and Exercise 5.16 in Chapter 6. Another possibility is a proof by transfinite induction.]

Answers

First we show that α + β is at most countable.

Proof. First we define two sets:

W 1 = { ( 0 , γ ) γ α } W 2 = { ( 1 , γ ) γ β } .

We also define the order < 1 on W 1 so that ( 0 , γ ) < 1 ( 0 , δ ) if and only if γ < δ for ( 0 , γ ) and ( 0 , δ ) in W 1 (so that γ and δ are in α ). Similarly we define the order < 2 on W 2 so that ( 1 , γ ) < 2 ( 1 , δ ) if and only if γ < δ for ( 1 , γ ) and ( 1 , δ ) in W 2 (so that γ and δ are in β ).

Clearly W 1 and W 2 are disjoint, ( W 1 , < 1 ) is isomorphic to α , and ( W 2 , < 2 ) is isomorphic to β . It then follows from Theorem 6.5.3 that the sum ( W , < ) is isomorphic to α + β .

Now, since they are isomorphic, clearly W 1 is equipotent to α and therefore is at most countable. Similarly W 2 is at most countable by virtue of being isomorphic to β . It then follows from Theorem 4.2.6 and Theorem 4.3.5 that W = W 1 W 2 is at most countable. Then, since ( W , < ) is isomorphic to α + β , W and α + β are equipotent so that α + β must be at most countable too. □

Next we show that α β is at most countable.

Proof. Since α and β are at most countable it follows from Exercise 4.2.2 and Theorem 4.3.7 that α × β is at most countable. Then, since α β is isomorphic to the antilexicographic ordering of α × β by Theorem 6.5.8, it follows that α β is equipotent to α × β and there for at most countable. □

Lastly we show that α β is at most countable.

Proof. First if we have that α = 0 then then either α β = 0 β = 1 (if β = 0 ) or α β = 0 β = 0 (if β > 0 ). Clearly both 0 and 1 are both at most countable so in the following we assume that α 0 .

Now, let Seq ( α β ) be the set of all finite sequences of elements of α β , and S ( β , α ) be the set as defined in Exercise 6.5.16 such that S ( β , α ) with the order defined there is isomorphic (and therefore equipotent) to α β . We shall construct a function g : S ( β , α ) Seq ( α β ) .

So consider any f S ( β , α ) so that f : β α and s ( f ) = { ξ < β f ( ξ ) 0 } (as defined in the exercise) is finite. Hence there is a natural number n such that s ( f ) can be expressed as an increasing sequence h : n s ( f ) . We now define another sequence t : n α β by

t ( k ) = α h ( k ) + f ( h ( k ) )

for k n . We then set g ( f ) = t .

The first thing we show is that g ( f ) is really a sequence whose elements are in α β for any f S ( β , α ) . Hence for any such f again let h be the increasing finite sequence whose range is s ( f ) and let t = g ( f ) . Then for any k n we we note that h ( k ) < β since h ( k ) s ( f ) so that h ( k ) + 1 β . We also note that f ( h ( k ) ) α since f : β α so that f ( h ( k ) ) < α . Thus we have by definition that

t ( k ) = α h ( k ) + f ( h ( k ) ) < α h ( k ) + α (by Lemma 6.5.4) = α ( h ( k ) + 1 ) (by Definition 6.5.6b) α β . (by Exercise 6.5.7 since  α 0 )

Hence t ( k ) < α β so that t ( k ) α β . Thus t : n α β and since clearly this sequence is finite it follows that t Seq ( α β ) .

Now we show that g is injective. So consider f 1 and f 2 in S ( β , α ) such that f 1 f 2 . Let h 1 , n 1 and h 2 , n 2 be the increasing sequences and natural numbers for f 1 and f 2 , respectively, as defined above. Also let t 1 = g ( f 1 ) and t 2 = g ( f 2 ) .

Case: n 1 n 2 . In this case the sequences are different sizes so that clearly t 1 t 2 since t 1 and t 2 are sequences of sizes n 1 and n 2 , respectively.

Case: n 1 = n 2 . Since f 1 f 2 there must be a γ β such that f 1 ( γ ) f 2 ( γ ) . Without loss of generality we can assume that f 1 ( γ ) < f 2 ( γ ) .

If f 1 ( γ ) = 0 then by definition γ s ( f 1 ) but γ s ( f 2 ) . Hence there is a k n 2 such that h 2 ( k ) = γ . Also since n 1 = n 2 clearly k n 1 . However, it must be that h 1 ( k ) γ = h 2 ( k ) since otherwise it would be that γ s ( f 1 ) . Suppose that h 1 ( k ) < h 2 ( k ) so that h 1 ( k ) + 1 h 2 ( k ) and we have

t 1 ( k ) = α h 1 ( k ) + f 1 ( h 1 ( k ) ) < α h 1 ( k ) + α (by Lemma 6.5.4) = α ( h 1 ( k ) + 1 ) (by Definition 6.5.6b) α h 2 ( k ) (by Exercise 6.5.7 since  α 0 ) α h 2 ( k ) + f 2 ( h 2 ( k ) ) = t 2 ( k )

so that t 1 ( k ) t 2 ( k ) and therefore t 1 t 2 . The case in which h 1 ( k ) > h 2 ( k ) is analogous.

On the other hand if f 1 ( γ ) 0 then 0 < f 1 ( γ ) < f 2 ( γ ) so that γ s ( f 1 ) and γ s ( f 2 ) . Thus there are k 1 and k 2 in n 1 = n 2 such that h 1 ( k 1 ) = h 2 ( k 2 ) = γ . If k 1 = k 2 then we have

t 1 ( k 1 ) = α h 1 ( k 1 ) + f 1 ( h 1 ( k 1 ) ) = α γ + f 1 ( γ ) α γ + f 2 ( γ ) (by Lemma 6.5.4b since  f 1 ( γ ) f 2 ( γ ) ) = α h 2 ( k 2 ) + f 2 ( h 2 ( k 2 ) ) = t 2 ( k 2 ) = t 2 ( k 1 )

so that t 1 t 2 . If k 1 < k 2 then since h 1 is increasing we have h 2 ( k 2 ) = h 1 ( k 1 ) < h 1 ( k 2 ) so that h 2 ( k 2 ) + 1 h 1 ( k 2 ) and so

t 2 ( k 2 ) = α h 2 ( k 2 ) + f 2 ( h 2 ( k 2 ) ) < α h 2 ( k 2 ) + α (by Lemma 6.5.4) = α ( h 2 ( k 2 ) + 1 ) (by Definition 6.5.6b) α h 1 ( k 2 ) (by Exercise 6.5.7 since  α 0 ) α h 1 ( k 2 ) + f 1 ( h 1 ( k 2 ) ) = t 1 ( k 2 )

and t 1 t 2 . The final sub-case in which k 1 > k 2 is analogous.

Hence in all cases and sub-cases g ( f 1 ) = t 1 t 2 = g ( f 2 ) , which shows that g is injective. From this it follows from Definition 4.1.4 that | S ( β , α ) | | Seq ( α β ) | . However, from what was shown above it follows that α β is at most countable since α and β are. Thus Seq ( α β ) is also at most countable by Exercise 4.2.4 and Theorem 4.3.10 so that S ( β , α ) must be at most countable since it was just shown that | S ( β , α ) | | Seq ( α β ) | . Lastly, since S ( β , α ) is equipotent to α β it follows that α β is at most countable as well. □

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2024-07-15 11:42
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