Exercise 7.2.3

Show that

(a) α n = α for all positive natural numbers n .

(b) | n | = α , where n is the set of all n -element subsets of α for all n > 0 .

(c) | | = α , where is the set of all finite subsets of α .

[Hint: Use Theorem 7.2.1 and induction; for (c), proceed as in the proof of Theorem 3.10 in Chapter 4, and use 0 α = α .]

Answers

(a)

Proof. For any ordinal α , we show this by induction on n , noting that we only need to show this for positive n so that n 1 (in fact it is untrue for n = 0 ). First, for n = 1 we clearly have α n = α 1 = α by what was shown in Exercise 5.1.2. Now assume that α n = α . We then have

α n + 1 = α n α 1 (by Theorem 5.1.7a) = α n α (again by Exercise 5.1.2) = α α (by the induction hypothesis) = α . (by Theorem 7.2.1)

This completes the induction step. □

(b)

Proof. For ordinal α and natural number n , first we show that | n | α by constructing an injective f : n ω α n . For a set X n we have that | X | = n . Thus there is a bijective g from n to X , and since clearly X α = ω α it follows that g is a function from n to ω α . Hence we simply set f ( X ) = g . Now consider any X 1 and X 2 in n where X 1 X 2 . Then let g 1 and g 2 be the corresponding bijections from n to X 1 and X 2 , respectively. Thus f ( X 1 ) = g 1 and f ( X 2 ) = g 2 . Then, since clearly the range of g 1 is X 1 , the range of g 2 is X 2 , and X 1 X 2 it follows that f ( X 1 ) = g 1 g 2 = f ( X 2 ) , which shows that f is injective. Hence it follows that | n | | ω α n | = | ω α | | n | = α n = α by what was shown in part (a).

Now we show that also α | n | by constructing an injective f : ω α n . So for any β ω α let X = { β + k k n } , noting that clearly X ω α = α since ω α is a limit ordinal (since then β + k ω α for any natural number k ). Also clearly | X | = n so that X n . We then set f ( β ) = X . Now consider any β 1 and β 2 in ω α where β 1 β 2 and let X 1 = { β 1 + k k n } and X 2 = { β 2 + k k n } so that f ( β 1 ) = X 1 and f ( β 2 ) = X 2 . Since β 1 β 2 we can assume that β 1 < β 2 without loss of generality. Now, clearly β 1 = β 1 + 0 is the least element of X 1 and β 2 = β 2 + 0 the least element of X 2 . Since β 1 < β 2 it then follows that β 1 X 2 , but since β 1 X 1 this clearly implies that f ( β 1 ) = X 1 X 2 = f ( β 2 ) . This shows that f is injective so that α = | ω α | | n | .

Since we have shown that both | n | α and α | n | , it follows from the Cantor-Bernstein Theorem that | n | = α , which is what we intended to show. □

(c)

Proof. For any ordinal α we show first note that clearly = n < ω n . We show that | | = α by constructing a bijective f : ω × ω α n < ω n . So consider any n ω and β ω α . Now, by what was shown in part (b), we have | n | = α = | ω α | so that there is a bijective g n : ω α n , i.e. g n is a transfinite enumeration of n . We then set f ( n , β ) = g n ( β ) , from which it should be clear that f ( n , β ) k < ω k since f ( n , β ) = g n ( β ) n .

First we show that f is injective. To this end consider any ( n 1 , β 1 ) and ( n 2 , β 2 ) in ω × ω α where ( n 1 , β 1 ) ( n 2 , β 2 ) . Then either n 1 n 2 or β 1 β 2 (or both). Let g n 1 and g n 2 be the corresponding bijections from ω α to n 1 and n 2 , respectively, as described above. Clearly if n 1 n 2 then f ( n 1 , β 1 ) = g n 1 ( β 1 ) n 1 whereas f ( n 2 , β 2 ) = g n 2 ( β 2 ) n 2 so that f ( n 1 , β 1 ) f ( n 2 , β 2 ) since n 1 and n 2 are clearly disjoint (since n 1 contains only sets with n 1 elements and n 2 contains only sets with n 2 elements and n 1 n 2 ). On the other hand, if n 1 = n 2 then it must be the case that β 1 β 2 . It also follows that g n 1 = g n 2 since n 1 = n 2 . Hence we have f ( n 1 , β 1 ) = g n 1 ( β 1 ) g n 1 ( β 2 ) = g n 2 ( β 2 ) = f ( n 2 , β 2 ) since g n 1 = g n 2 is injective and β 1 β 2 . Thus in any case f ( n 1 , β 1 ) f ( n 2 , β 2 ) so that f is injective.

Next we show that f is surjective. So consider any X n < ω n so that there is an n < ω such that X n . Then let β = g n 1 ( X ) (where g n is the bijection from ω α to n as described above). Then clearly ( n , β ) ω × ω α and we have f ( n , β ) = g n ( β ) = g n ( g n 1 ( X ) ) = X . Since X was arbitrary this shows that f is surjective.

Hence f is a bijection so that | | = | n < ω n | = | ω × ω α | = | ω | | ω α | = 0 α = α by Corollary 7.2.2 since clearly 0 α . This shows the desired result. □

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2024-07-15 11:42
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