Exercise 5.23

Exercise 23: The function f defined by f ( x ) = ( x 3 + 1 ) 3 has three fixed points, say α , β , γ . where

2 < α < 1 , 0 < β < 1 , 1 < γ < 2 .

For arbitrarily chosen x 1 , define { x n } by setting x n + 1 = f ( x n ) .

  • If x 1 < α , prove that x n as n .
  • If α < x 1 < γ , prove that x n β as n .
  • If γ < x 1 , prove that x n + as n .

Thus β can be located by this method, but α and γ cannot.

Answers

The fixed points of f are the zeros of g ( x ) = f ( x ) x , of which there are at most three. Since g ( 2 ) = 1 3 , g ( 1 ) = 1 , g ( 0 ) = 1 3 , g ( 1 ) = 1 3 , and g ( 2 ) = 1 , there are three fixed points of f , lying in the intervals ( 2 , 1 ) , ( 0 , 1 ) , and ( 1 , 2 ) , as asserted.

Note that Δ x n = x n x n 1 = f ( x n 1 ) x n 1 = g ( x n 1 ) . For x < α , g ( x ) < 0 , and g decreases monotonically to as x . Hence if x 1 < α , then g ( x n 1 ) = Δ x n < 0 , so x n < x n 1 and Δ x n + 1 = g ( x n ) < Δ x n . Hence x n as n .

Similarly, for x > γ , g ( x ) > 0 , and g increases monotonically to + as x + . Hence if x 1 > γ , then g ( x n 1 ) = Δ x n > 0 , so x n > x n 1 and Δ x n + 1 = g ( x n ) > Δ x n . Hence x n + as n .

For x ( α , β ) we have g ( x ) > 0 , and for x ( β , γ ) we have g ( x ) < 0 . I want to compare g with the linear function β x , which also has a zero at x = β and has a slope of 1 . Since g ( β ) = β 2 1 > 1 , we have g ( x ) < β x for x ( α , β ) and g ( x ) > β x for x ( β , γ ) .

Putting this together, we get that if x n ( α , β ) , then 0 < Δ x n + 1 < β x n so that x n + 1 ( x n , β ) . Similarly, if x n ( β , γ ) , then β x < Δ x n + 1 < 0 so that x n + 1 ( β , x n ) .

That is, if x 1 ( α , β ) , then { x n } is a monotonically increasing sequence with upper bound β , and if x 1 ( β , γ ) , then { x n } is a monotonically decreasing sequence with lower bound β . In either case they must have a limit β . This must be a zero of g (and so a fixed point of f ) since otherwise g ( β ) 0 , so for x n close to β , the value of | Δ x n | would be larger than | β x n | which would contradict β being a limit point of the monotonic sequence { x n } . Hence β = β .

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2023-08-07 00:00
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