Exercise 9.12

Exercise 12: Fix two real numbers a and b , 0 < a < b . Define a mapping f ˇ = ( f 1 , f 2 , f 3 ) of 2 into 3 by

f 1 ( s , t ) = ( b + a cos s ) cos t f 2 ( s , t ) = ( b + a cos s ) sin t f 3 ( s , t ) = a sin s

Describe the range K of f ˇ . (It is a certain compact subset of 3 .)

(a) Show that there are exactly 4 points p ˇ K such that

( f 1 ) ( f ˇ 1 ( p ˇ ) ) = 0 ˇ .

Find these points.

(b) Determine the set of all q ˇ K such that

( f 3 ) ( f ˇ 1 ( q ˇ ) ) = 0 ˇ .

(c) Show that one of the points p ˇ found in part (a) corresponds to a local maximum of f 1 , one corresponds to a local minimum, and that the other two are neither (they are so-called “saddle points”). Which of the points q ˇ found in part (b) correspond to maxima or minima?

(d) Let λ be an irrational real number, and define ǧ ( t ) = f ˇ ( t , λt ) . Prove that ǧ is a 1-1 mapping of 1 onto a dense subset of K . Prove that

| ǧ ( t ) | 2 = a 2 + λ 2 ( b + a cos t ) 2 .

Answers

The range of f ˇ is a torus with inner radius b a and outer radius b + a , centered at the origin, whose plane is perpendicular to the z -axis. To see this, the central circle of such a torus is the set of points ( b cos t , b sin t , 0 ) . Then the circle of radius a which intersects the half-plane that goes through the z -axis and the point ( b cos t , b sin t , 0 ) is the circle centered at that point and perpendicular to the x - y -plane, with radius vector a ( cos t , sin t , 0 ) , which is described by

( b cos t , b sin t , 0 ) + a ( cos t , sin t , 0 ) cos s + a ( 0 , 0 , 1 ) sin s = ( f 1 ( s , t ) , f 2 ( s , t ) , f 3 ( s , t ) ) .

Note that f ˇ is a one-to-one mapping of the square S given by ( x , y ) , 0 x < 2 π , 0 y < 2 π onto the torus.

(a) Taking the partial derivatives of f 1 with respect to s and t to get f 1 , we want to solve

( f 1 ) ( s , t ) = ( a sin s cos t , ( b + a cos s ) sin t ) = ( 0 , 0 ) .

Restricing ourselves to the square S , the first component equals 0 when either s = 0 , s = π , t = π 2 , or t = 3 π 2 . Since b + a cos s > 0 for all s , the second component equals 0 only when t = 0 or t = π . Hence f 1 equals 0 ˇ in S only at the four points

( 0 , 0 ) , ( 0 , π ) , ( π , 0 ) , ( π , π ) ,

which map onto the four points

( b + a , 0 , 0 ) , ( b a , 0 , 0 ) , ( b a , 0 , 0 ) , ( a b , 0 , 0 ) ,

respectively.

(b) Taking the partial derivatives of f 3 with respect to s and t to get f 3 , we want to solve

( f 3 ) ( s , t ) = ( a cos s , 0 ) = ( 0 , 0 ) .

which occurs in S at the points ( s , t ) , where s = π 2 or s = 3 π 2 , and 0 t < 2 π . The points ( π 2 , t ) , 0 t < 2 π , are mapped by f ˇ to the circle ( b cos t , b sin t , a ) , and the points ( 3 π 2 , t ) , 0 t < 2 π , are mapped to the circle ( b cos t , b sin t , a ) .

(c) At ( b + a , 0 , 0 ) , corresponding to ( s , t ) = ( 0 , 0 ) , where cos s = cos t = 1 , f 1 attains its maximum value, b + a , and at ( b a , 0 , 0 ) , corresponding to ( s , t ) = ( 0 , π ) , where cos s = 1 and cos t = 1 , f 1 attains its minimum value, b a . At ( b a , 0 , 0 ) , corresponding to ( s , t ) = ( π , 0 ) , where cos s = 1 and cos t = 1 , f 1 increases if you fix t = 0 and vary s , and decreases if you fix s = π and vary t . Similarly, at ( a b , 0 , 0 , corresponding to ( s , t ) = ( 0 , π ) , where cos s = 1 and cos t = 1 , f 1 decreases if you fix t = π and vary s , and increases if you fix s = π and vary t .

The points ( b cos t , b sin t , a ) , 0 t < 2 π , correspond to the points ( s , t ) = ( π 2 , t ) where f 3 attains its maximum value of a , and ( b cos t , b sin t , a ) , 0 t < 2 π , correspond to the points ( s , t ) = ( 3 π 2 , t ) where f 3 attains its minimum value of a .

(d) To show that the “irrational winding of the torus” (it even has its own Wikipedia page) is dense, I first show a general proposition about continuous functions. Suppose F is a continuous mapping from X to Y (both metric, or even just topological spaces). Then if D is a dense subset of X , then F ( D ) is a dense subset of F ( Y ) . For if not, then there would be a nonempty open set G in F ( Y ) disjoint from F ( D ) . Then F 1 ( D ) would be an open subset of X disjoint from D , contradicting the density of D .

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2023-08-07 00:00
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